It was supposed to be a gotcha moment for AXA Advisors in a $13 million arbitration fight with two former clients. But it turned into a gotcha for the clients when arbitrators found themselves ...
Financial planning firm Axa Advisors has named Scott Hart executive vice president of its Tennessee operations, which are based in Cool Springs. In this new role, Hart will oversee more than 60 ...
Eight advisors have left AXA Equitable Advisors after 20-plus years to launch their own independent RIA, Octavia Wealth Advisors. While at AXA, the team managed $1.6 billion in AUM and serviced 4,800 ...
A FINRA arbitration panel has awarded $3.2 million to an Alleghany County egg-farming family swindled in a variable annuity (VA) and life insurance scheme promoted by a former AXA financial advisor ...
MINNEAPOLIS--(BUSINESS WIRE)--Lionheart Wealth Management, an advisory practice managing nearly $200 million in client assets, joined the independent channel of Ameriprise Financial, Inc. (NYSE: AMP) ...